Bruce A. Williamson
Professional summary
Bruce Alan Williamson is a registered financial professional currently at TRAILMARK INC. located in Atlanta, Georgia.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1989. Bruce has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Alan Williamson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2001 - Present
TRAILMARK INC.
Office #1: 3355 Lenox Road Ne Suite 805, Atlanta, GA 30326November 3, 1989 - November 6, 1989
COWEN EQUITY FINANCE LP
February 14, 1989 - October 20, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2005)
(3/9/2007)
(2/20/2004)
(6/15/2009)
(6/15/2001)
(3/4/2004)
(3/21/2001)
(3/20/2001)
(5/18/2007)
(5/6/2009)
(4/19/2005)
(5/12/2009)
(6/23/2006)
(4/4/2005)
(4/20/2006)
(12/5/2003)
(7/16/2002)
(5/20/2009)
(4/8/2005)
(3/15/2007)
(6/2/2009)
(5/5/2006)
(4/7/2006)
(4/5/2001)
(5/27/2009)
(1/10/2006)
(6/9/2005)
(8/13/2009)
(3/22/2001)
(2/28/2007)
(6/15/2006)
(8/1/2001)
(1/6/2004)
(5/6/2009)
(7/5/2001)
(4/5/2005)
(5/12/2009)
(11/11/2003)
(3/20/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 11/14/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
TRAILMARK INC.
CRD#: 104408 / SEC#: , 8-52864
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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