Don M. D' Anzieri

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CRD#: 1923151

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don M D' Anzieri, CFP®, who also goes by Don Michael Danzieri, was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1989. Don had worked at 10 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Don Michael Danzieri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AWP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/12/2021 ADDRESS: 14 Walsh Dr, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed Insurance sales through outside carriers approved by Allied Wealth Partners NATIONAL ASSOCIATION OF ENROLLED AGENTS POSITION: Member NATURE: Education of Tax Professionals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1730 Rhode Island Ave NW, Washington DC DC 20036, United States DESCRIPTION: Education for tax professionals and an advocate for taxpayer rights ENROLLED AGENT POSITION: Owner NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 79 Homestead Drive, Matawan NJ 07747, United States DESCRIPTION: Income tax preparation for individuals and small businesses. ENROLLED AGENT POSITION: Owner NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 79 Homestead Drive, Matawan NJ 07747, United States DESCRIPTION: Income tax preparation for existing individuals and small businesses clients only.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

August 10, 2023 - March 28, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW YORK, NY

Past

August 10, 2023 - March 28, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NEW YORK, NY

Past

October 25, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEW YORK, NY

Past

October 25, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEW YORK, NY

Past

July 13, 2001 - October 11, 2021

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

July 13, 2000 - August 8, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

November 9, 1995 - October 25, 1996

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

February 15, 1995 - March 9, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 7, 1994 - February 13, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 14, 1992 - June 10, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 2, 1990 - April 22, 1991

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

November 22, 1989 - May 9, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/3/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/19/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/4/2003

Financial and Operations Principal Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Don M. D' Anzieri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

DAIWA CAPITAL MARKETS AMERICA INC.

AVANTAX INVESTMENT SERVICES, INC.

BUCKHEAD FINANCIAL CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

GUARDIAN INVESTOR SERVICES LLC

BNP PARIBAS SECURITIES CORP.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/2021

Series 66

Date: 8/19/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2000

Series 24

Date: 9/7/2005

Series 27

Date: 12/4/2003

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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