Craig L. Seitel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Lawrence Seitel was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1989. Craig had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2008 - May 1, 2012
AXIS THOUGHT CAPITAL, LLC
March 20, 2007 - October 2, 2007
SKYEBANC, INC.
May 4, 2001 - March 4, 2005
ALLISON-WILLIAMS COMPANY
October 13, 1999 - August 24, 2000
TRADE.COM ONLINE SECURITIES, INC.
August 11, 1993 - September 15, 1999
CIBC WORLD MARKETS CORP.
February 22, 1989 - August 7, 1993
ALLISON-WILLIAMS COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AXIS THOUGHT CAPITAL, LLC
CRD#: 147507 / SEC#: , 8-67909
Contact information
Documents
Red Flags
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