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Anthony John Meilan

CRD# 1922721·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony John Meilan, who also goes by A J Meilan, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1989 - 2015. Anthony had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A J Meilan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

BB&T SECURITIES, LLC·CRD# 142785
RIA
Mt. Pleasant, SC
January 5, 2015 - September 16, 2015
BB&T SECURITIES, LLC·CRD# 142785
BD
Mt. Pleasant, SC
December 17, 2014 - September 16, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Charleston, SC
June 28, 2012 - January 2, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charleston, SC
June 27, 2012 - January 2, 2015
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Charleston, SC
May 14, 2009 - June 27, 2012
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Charleston, SC
May 14, 2009 - June 27, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
February 21, 2006 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 21, 2006 - May 28, 2009
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
RIA
Charleston, SC
February 12, 1997 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
December 14, 1995 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
November 22, 1995 - December 14, 1995
FERRIS, BAKER WATTS, LLC·CRD# 285
BD
Baltimore, MD
July 21, 1989 - November 24, 1995
PRINCETON SECURITIES CORPORATION·CRD# 21613
BD
February 22, 1989 - April 12, 1989

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Current Firm

BS
BB&T SECURITIES, LLC

BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC

CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021

Contact Information

Main Address

901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219

Established

Delaware since 08/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP FEE PROGRAMS 12.15.20 (12/15/2020)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONSOLE MEMBER—
CRAM, BRYAN SCOTTCHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS2723431
HECHTLINGER, SUSANCHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS2890466
MCCALLUM, CHARLES FALCONER IIIHEAD OF SUPERVISION/BOARD OF MANAGERS2697260
RIP, OLGAPRINCIPAL FINANCIAL OFFICER5440553
SPEETJENS, FELICIA ANNHEAD OF PRODUCT/BOARD OF MANAGERS3197366
TYSON, TONYA BELFIELDPRINCIPAL OPERATIONS OFFICER1987448

Disclosures

Regulatory Event

49

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2007About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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