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Robert Lauren Gaylor

CRD# 1922569·Registered 1989 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lauren Gaylor was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1989 - 2012. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

DIMIRAK SECURITIES CORPORATION·CRD# 150181
BD
Vista, CA
February 16, 2010 - December 31, 2012
TRUSTFIRST·CRD# 39057
RIA
Knoxville, TN
April 1, 2004 - October 19, 2007
TRUSTFIRST·CRD# 39057
BD
Knoxville, TN
April 11, 2003 - February 1, 2010
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
March 21, 2001 - May 22, 2003
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
August 12, 1998 - February 5, 2001
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
February 24, 1989 - December 10, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 24, 1989 - September 2, 1997

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Current Firm

DS
DIMIRAK SECURITIES CORPORATION

DIMIRAK SECURITIES CORPORATION

CRD#: 150181 / SEC#: 8-68231
BD
Terminated by SEC on 12/31/2012

Contact Information

Established

California since 10/09/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RODRIGUEZ, PHILLIP JOHNPRESIDENT / CCO1230327
ELLIS, CARLTON CASEPRINICPAL1371058
THORNTON, STEVEN LEEFINOP—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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