RG

Robert L. Gaylor

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CRD#: 1922569
RG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Lauren Gaylor was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 16, 2010 - December 31, 2012

DIMIRAK SECURITIES CORPORATION

BD
CRD#: 150181
VISTA, CA
Past

April 1, 2004 - October 19, 2007

TRUSTFIRST

RIA
CRD#: 39057
KNOXVILLE, TN
Past

April 11, 2003 - February 1, 2010

TRUSTFIRST

BD
CRD#: 39057
KNOXVILLE, TN
Past

March 21, 2001 - May 22, 2003

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

August 12, 1998 - February 5, 2001

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

February 24, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

February 24, 1989 - September 2, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DS
DIMIRAK SECURITIES CORPORATION
DIMIRAK SECURITIES CORPORATION

CRD#: 150181 / SEC#: , 8-68231

BD
Terminated by SEC on 12/31/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 10/09/2007
Firm type
Corporation
Fiscal year end
December
# of Employees

Direct owners and executive officers


NamePositionCRD#
RODRIGUEZ, PHILLIP JOHNPRESIDENT / CCO1230327
ELLIS, CARLTON CASEPRINICPAL1371058
THORNTON, STEVEN LEEFINOP

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DIMIRAK SECURITIES CORPORATION

CRD#: 150181

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