Edwin D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Dunn Miller, who also goes by Ed Miller, Edwin Dunn Miller, Edwin Miller, William Edwin Dunn Miller, Edwin William, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1989. Edwin had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2024 - September 30, 2026
EQUITABLE DISTRIBUTORS, LLC
July 22, 2022 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 22, 2022 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2000 - July 1, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 3, 1998 - December 31, 2000
NATIONWIDE SECURITIES, LLC
August 1, 1996 - March 26, 1998
TRANSAMERICA CAPITAL, LLC
September 12, 1994 - July 11, 1996
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 21, 1989 - April 18, 1990
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 9/9/1994
Series 26
Passed: 6/5/2002
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| CANNON, CHRISTIAN JAMES | GENERAL COUNSEL | 2783948 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
