Monty R. Myler
Professional summary
Monty Reasor Myler was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Monty is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Monty had worked at 8 firms, which includes BAXTER BANKS & SMITH LTD., CANTELLA & CO. INC., EISNER SECURITIES INC., SMITH CULVER INVESTMENTS, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, HIBBARD BROWN & CO. INC., HAMPTON SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1998 - April 28, 1999
BAXTER BANKS & SMITH, LTD.
March 4, 1998 - October 9, 1998
CANTELLA & CO., INC.
September 24, 1997 - February 25, 1998
EISNER SECURITIES, INC.
September 16, 1994 - August 29, 1997
SMITH CULVER INVESTMENTS
August 3, 1994 - August 23, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 9, 1991 - August 4, 1994
HIBBARD BROWN & CO., INC.
September 14, 1989 - December 20, 1989
HIBBARD BROWN & CO., INC.
April 10, 1989 - June 20, 1989
HAMPTON SECURITIES, INC.
April 7, 1989 - April 12, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BAXTER BANKS & SMITH, LTD.
CRD#: 40771 / SEC#: , 8-49185
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 17 |
Red Flags
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