ES
Edward D. Sommer
Some features on this profile are disabled
CRD#: 1922258
ES
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward David Aron Sommer, who also goes by Aron Sommer, Edward David,aron Sommer, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 8 firms and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Aron Sommer | Edward David,aron Sommer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**AccelWELL Position: Operational Owner - Nature: Wellness programs that we offer inside our OPOC.us OBA - Investment Related: No - Hours: 2 - Securities Trading Hours: 2 - Start Date: 01/01/2012 - Address: 300 W. Wilson Bridge Rd, Suite 300, Worthington OH 43085 **Advisory - SAA Position: Advisor - Nature: Advisory services - Investment Related: Yes - Hours: 10 - Securities Trading Hours: 8 - Start Date: 11/30/2017 - Address: 12325 Port Grace Blvd, LA Vista NE 68128 **Centric Position: Give referrals and utilize their services as a customer. also and employee via lease arrangement - Nature: Payroll/HR - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 01/01/2013 - Address: 300 W. Wilson Bridge Rd, Suite 300, Worthington OH 43085 **SPTC, LLC Position: investor only - Nature: Tee-shirt company - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 01/01/2015 **OPOC.us Position: Operations - Nature: Market, sell and service employers and employees on administration of their group benefits and retirement plan needs. - Investment Related: Yes - Hours: 10 - Securities Trading Hours: 10 - Start Date: 01/01/1991 - Address: 300 W Wilson Bridge Rd, Suite 300, Worthington OH 43085 **MWD, Consulting Position: N/A - Nature: A company setup to administer payroll and employee benefits for OPOC.us - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 01/01/2004 - Address: 300 W Wilson Bridge Rd, Suite 300, Worthington OH 43085 **OPOC.US - DBA **DAUNTLESS LLC. POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2019 ADDRESS: 497 Rainbow Dr NW, Lancaster OH 43130 DESCRIPTION: Buy/Sell real estate, Land Development and Rentals **SEDONA CABIN, LLC. POSITION: Joint owner with spouse, Michelle Sommer NATURE: Real Estate Rental Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2019 ADDRESS: 497 Rainbow Dr NW, Lancaster OH 43130 DESCRIPTION: Cabin rentals currently being managed by an outside management company. **SOMMER HOLDINGS, LLC POSITION: Joint owner with son, Edward D.A. Sommer, III NATURE: Real Estate Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2021 ADDRESS: 5340 Muirfield Ct., Dublin OH 43017 DESCRIPTION: Cabin Rentals **ECHELON CAPITAL MANAGEMENT POSITION: Owner NATURE: Holding company for previously disclosed OBAs, including AccelWell, Centric, and OPOC.us INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 300 W. Wilson Bridge Rd., Suite 300, Worthington OH 43085 DESCRIPTION: Holding company only. All activities are disclosed under individual companies. **FIRST STEP TELEHEALTH, LLC POSITION: OWner/investor NATURE: Provision of telemedicine to members. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 300 W. Wilson Bridge Rd., Suite 300, Worthington OH 43085 DESCRIPTION: Board member
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 18, 2017 - June 5, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WORTHINGTON, OH
Past
December 18, 2017 - June 5, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WORTHINGTON, OH
Past
January 9, 2009 - December 19, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WORTHINGTON, OH
Past
January 9, 2009 - December 19, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WORTHINGTON, OH
Past
November 14, 2005 - February 6, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
WORTHINGTON, OH
Past
November 7, 2005 - February 6, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WORTHINGTON, OH
Past
January 3, 2000 - November 9, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
COLUMBUS, OH
Past
November 16, 1994 - November 9, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
October 15, 1993 - October 11, 1994
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
November 6, 1991 - May 4, 1994
OSAIC FA, INC.
BD
CRD#: 3978
Past
November 6, 1991 - November 9, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
February 24, 1989 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SECURITIES AMERICA ADVISORS, INC.
1865 WEALTH ADVISORS AT BANK ON BUFFALO | BREITENFELDT GROUP | BREIDENBAUGH FINANCIAL | BRECEK AND YOUNG FINANCIAL SERVICES | BRASS CITY FINANCIAL | BRANCH DEVELOPMENT PARTNERS | BRADY INVESTMENTS & WEALTH PLANNING | BRADY FINANCIAL | BRADFORD INVESTMENT SERVICES | BRADFORD CAPITAL GROUP | BRADEN FINANCIAL SERVICES | BRAD WERNER & COMPANY | BPA FINANCIAL ADVISORS | BOZEMAN FINANCIAL ADVISORS | BOOTH FINANCIAL GROUP | BONGIOVANNI INSURANCE & FINANCIAL | BOND FINANCIAL NETWORK | BOLIVAR INVESTMENT SERVICES | BLUEMARK ADVISORS | BLUE CHIP FINANCIAL GROUP | BLUE CHIP FINANCIAL | BLOSSER FINANCIAL SERVICES | BLOOMFIELD HILLS ADVISORY | BLANCHARD WEALTH SOLUTIONS | BLAKENEY FINANCIAL GROUP | BLAKEMAN BRISTER PUTMAN FINANCIAL GROUP | BLADE FINANCIAL SERVICES | BLACKHAWK FINANCIAL ADVISORS, INC. | BLACK RIVER ASSOCIATES | BLACK OAK INVESTMENT COUNSEL, INC. | BLACK EARTH WEALTH MANAGEMENT | BJURSTROM WEALTH MANAGEMENT | BIXBY FINANCIAL SERVICES | BISON WEALTH STRATEGIES | BIRDS EYE WEALTH PLANNING | BIGSKY FINANCIAL PLANNING GROUP | BIGMAN CONSULTING SERVICES | BIG SKY FINANCIAL PLANNING GROUP | BIG SKY FINANCIAL | BIERMAIER FINANCIAL MANAGEMENT | BHL FINANCIAL SERVICES | BG&CFS, P | BETHEA, ANGST AND HICKS WEALTH MANAGEMNT | BETHEA, ANGST & HICKS | BETCHER FINANCIAL GROUP | BERRIN MANAGEMENT GROUP | BERNARDY FINANCIAL GROUP | BENSON FINANCIAL SERVICES | BENSON FINANCIAL GROUP | BENEFITS WEST | BEN CAIN & ASSOCIATES | BEAU MCNICHOLAS | BEARD FINANCIAL GROUP | BEACONPATH WEALTH MANAGEMENT | BEACH HOUSE WEALTH MANAGEMENT | BDM FINANCIAL ADVISORS | BCA FINANCIAL SERVICES | BC&I WEALTH MANAGEMENT | BAYSIDE FINANCIAL STRATEGIES | BAYPORT FINANCIAL | BAY VIEW CAPITAL | BAY POINTE WEALTH MANAGEMENT | BAY INVESTMENT GROUP | BARTLER WEALTH MANAGEMENT GROUP | BARONE FINANCIAL GROUP | BARNEY FINANCIAL SERVICES | BARKER FINANCIAL SERVICES | BARE WEALTH ADVISORS | BARBER FINANCIAL CO | BANKS WEALTH MANAGEMENT | BANK ON BUFFALO INVESTMENT ADVISORS | BALL WEALTH MANAGMENT | BALANCED WEALTH MANAGEMENT | BAILLIE & ASSOC WEALTH MANAGEMENT | BAILEY FINANCIAL SERVICES | BACKCOUNTRY INSURANCE SERVICES | AZEVEDO INVESTMENT CORPORATION | AXION FINANCIAL GROUP | AVH INVEST | AUGUSTINE FINANCIAL GROUP | ASTUTE WEALTH MANAGEMENT | ASTRA INVESTMENT SERVICES | ASSOCIATED INVESTOR SERVICES, INC. | ASSOCIATED FINANCIAL CONSULTANTS INC | ASSOCIATED FINANCIAL CONSULTANTS & INVES | ARMSTRONG ADVISORY GROUP | ARMSTRONG ADVISORY | ARKTOS WEALTH MANAGEMENT | ARCH WEALTH ADVISORS | ARCADE WEALTH ADVISORS | ARATA INVESTMENT MANAGEMENT | ARANEO TAX AND FINANCIAL | ANTHONY GIULIANO | ANN M. MOROCCO | ANDERSON-VANHORNE INSURANCE & FINANCIAL | ANDERSON-VANHORNE ASSOCIATES | ANDERSON WEALTH PLANNING | AMS FINANCIAL GROUP | AMERIWEALTH RETIREMENT SERVICES | AMERICAN WEALTH PARTNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN NATIONAL BANK WEALTH MANAGEMENT | AMANDA M. BONOMI, E.A., CFP | ALTSTATT FINANCIAL STRATEGIES | ALTER RETIREMENT PLANNING | ALTA FINANCIAL | ALPHA ONE | ALPHA FINANCIAL SERVICES | ALPHA & OMEGA FINANCIAL SOLUTIONS | ALLLISON WEALTH MANAGMENT | ALLIED FINANCIAL SERVICES | ALLIED FINANCIAL PARTNERS | ALLIED ASSET MANAGEMENT | ALLIANT FINANCIAL SOLUTIONS | ALLIANCE WEALTH MANAGEMENT | ALLAIRE FINANCIAL STRATEGIES | ALL IN FINANCIAL | AGRIFAMILY FINANCIAL SOLUTIONS | AGP FINANCIAL | AGGREGATE WEALTH MANAGEMENT | AFR FINANCIAL GROUP | AFR FINANCIAL | ADVANTAGE FINANCIAL SERVICES | ADVANTAGE FINANCIAL GROUP | ADVANCE FINANCIAL GROUP | ADMIRAL FINANCIAL | ADG FINANCIAL SERVICES | ACERRA & ASSOCIATES | ACCENTRA INVESTMENT SERVICES | ACACIA WEALTH MANAGEMENT | ABELS FINANCIAL SERVICES LTD | ABD INSURANCE AND FINANCIAL SERVICES | A3 FINANCIAL PLANNING | A.M. GINSBERG ADVISORY GROUP | A.B. CAMPBELL & ASSOCIATES | A. KRANITZ ASSOCIATES | 88 PROSPERITY WEALTH MANAGEMENT | 457 PLAN SERVICE GROUP | 435 FINANCIAL | 3G FINANCIAL | 2ND OPINION PARTNERS | 21ST CENTURY SECURITIES | 20/20 WEALTH ADVISORS | 20/20 FINANCIAL GROUP | 2 SISTERS FINANCIAL | 1ST STRATEGIC WEALTH ADVISORS | 1ST STEP FINANCIAL | 1ST FINANCIAL SERVICES | 1865 WEALTH ADVISORS AT FC BANK | 1865 WEALTH ADVISORS AT ERIEBANK | 1865 WEALTH ADVISORS AT CNB BAN...
CRD#: 110518 / SEC#: 801-45628
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12325 Port Grace Blvd., La Vista, NE 68128-8204
Mailing Address
P.o. Box 460001, Papillion, NE 68046
Phone number
(402) 399-9111
Established
Firm type
Fiscal year end
# of Employees
4,468
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
