Michael B. Benedict

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CRD#: 1922253

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Beal Benedict, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

April 27, 2016 - October 1, 2020

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

CRD#: 106733

Austin, TX

Past

June 16, 2008 - August 18, 2016

WEAVER TIDWELL CAPITAL, LLC

CRD#: 145871

FT WORTH, TX

Past

June 1, 2005 - June 23, 2008

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

FORT WORTH, TX

Past

July 16, 2002 - August 18, 2016

WEAVER WEALTH MANAGEMENT

RIA

CRD#: 115150

FORT WORTH, TX

Past

May 6, 2002 - June 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 29, 1999 - May 13, 2002

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SOUTHLAKE, TX

Past

September 28, 1999 - May 13, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 27, 1995 - August 24, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 7, 1994 - December 31, 1994

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 14, 1989 - January 1, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

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Contact information

Main Address

1600 Broadway 4th Floor, Denver, CO 80202

Mailing Address

Phone number

(303) 539-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	2,179
AUM (Assets Under Management)	$ 3,185,223,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Benedict

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEAVER TIDWELL CAPITAL, LLC

WOLF FINANCIAL MANAGEMENT, LLC

WEAVER WEALTH MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

BOK FINANCIAL PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1989

SIE

Date: 8/18/2016

Series 7

Date: 2/11/1989

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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