Paul W. Haney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul William Haney was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2001 - July 19, 2006
J.P.R. CAPITAL CORP.
February 19, 1998 - June 11, 2001
GOLDIS FINANCIAL GROUP, INC.
April 3, 1989 - January 30, 1998
KEDEM CAPITAL CORPORATION
March 21, 1989 - April 11, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/2001
Limited Representative-Equity Trader ExamCurrent Firm
J.P.R. CAPITAL CORP.
CRD#: 38056 / SEC#: , 8-48061
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
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