Gregory T. Sudderth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Thomas Sudderth, who also goes by Greg Thomas Sudderth, Suds Sudderth, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - October 21, 2025
KOVACK SECURITIES INC.
March 10, 2005 - March 28, 2016
SIGMA FINANCIAL CORPORATION
March 10, 1994 - March 8, 2005
SECURIAN FINANCIAL SERVICES, INC.
May 2, 1991 - March 10, 1994
ROBERT W. BAIRD & CO. INCORPORATED
February 27, 1991 - March 10, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 22, 1989 - February 4, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 22, 1989 - February 4, 1991
EQUITABLE ADVISORS, LLC
March 17, 1989 - September 23, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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