James D. Parr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Donald Parr, who also goes by Jim Parr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1989. James had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2007 - January 2, 2020
CAIRN INVESTMENT GROUP
April 6, 2002 - August 9, 2007
RBC CAPITAL MARKETS, LLC
March 9, 2002 - August 9, 2007
RBC CAPITAL MARKETS, LLC
February 1, 1999 - March 9, 2002
SUTRO & CO. INCORPORATED
April 11, 1997 - February 8, 1999
CHARTER INVESTMENT GROUP, INC.
January 16, 1996 - April 9, 1997
SUTRO & CO. INCORPORATED
June 24, 1993 - April 4, 1996
CHARTER INVESTMENT GROUP, INC.
March 21, 1989 - May 18, 1993
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
CAIRN INVESTMENT GROUP
CRD#: 143601 / SEC#: 801-68016
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAIRN INVESTMENT GROUP
CRD#: 143601 / SEC#: 801-68016
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 827 |
| AUM (Assets Under Management) | $ 350,764,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
