Jeremy T. Molsberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy T Molsberger, who also goes by Jeremy Tol Molsberger, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1989. Jeremy had worked at 10 firms and has passed the Series 65, Series 63, Series 62, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2021 - October 20, 2023
MORGAN STANLEY
March 23, 2021 - October 20, 2023
MORGAN STANLEY
July 12, 2016 - March 15, 2021
PRIVATE CLIENT SERVICES, LLC
March 28, 2016 - March 15, 2021
PRIVATE CLIENT SERVICES, LLC
August 20, 2015 - April 5, 2016
ORBIT GROUP LLC
September 19, 2012 - June 24, 2015
NEXT FINANCIAL GROUP, INC.
September 12, 2012 - June 24, 2015
NEXT FINANCIAL GROUP, INC.
November 9, 2009 - September 15, 2010
SPC
March 3, 2009 - September 15, 2010
PARKLAND SECURITIES, LLC
March 14, 2008 - December 31, 2008
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 17, 1996 - March 9, 2006
SCOTTRADE, INC.
November 14, 1990 - April 26, 1996
CHARLES SCHWAB & CO., INC.
March 28, 1989 - March 30, 1990
J.C. BRADFORD & CO.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 1/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
