Daniel J. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel J Sheehan, who also goes by Daniel Jeremiah Sheehan Jr, Daniel J Sheehan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2024 - October 6, 2025
THE LEADERS GROUP, INC.
March 29, 2019 - March 24, 2022
NYLIFE SECURITIES LLC
November 17, 2016 - September 25, 2017
MML INVESTORS SERVICES, LLC
October 10, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 10, 2006 - August 4, 2009
MSI FINANCIAL SERVICES, INC.
November 17, 1999 - October 2, 2006
METROPOLITAN LIFE INSURANCE COMPANY
November 17, 1999 - October 2, 2006
MSI FINANCIAL SERVICES, INC.
June 15, 1999 - November 19, 1999
MONY SECURITIES CORPORATION
June 28, 1996 - June 15, 1999
PRUCO SECURITIES, LLC.
March 9, 1992 - June 21, 1996
METROPOLITAN LIFE INSURANCE COMPANY
March 9, 1992 - June 21, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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