Brett A. Rufkahr

ALPINE PRIVATE WEALTH

Saint Louis, MO 63105

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CRD#: 1921536

Professional summary

Brett Alan Rufkahr, CFA, CIMA®, who also goes by Brett Rufkahr, is a registered financial advisor currently at ALPINE PRIVATE WEALTH located in Saint Louis, Missouri.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Brett has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Rufkahr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALPINE PRIVATE CAPITAL, LLC; ST LOUIS, MO; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; PRESIDENT; OVERSEEING BUSINESS OPERATIONS AND HIGH NET WORTH ADVISORY GROUP; STARTED JUNE 4, 2013; 240 HOURS PER MONTH DEVOTED TO THIS BUSINESS ALL DURING TRADING HOURS. 2)POTTERY HOLLOW, INC.; ST. LOUIS, MO; NON-INVESTMENT RELATED; BEGAN 2006; CHAIN OF POTTERY PAINTING AND CRAFTS STORES; OWNER WITH MY WIFE WHO RUNS THE BUSINESS; HIGH LEVEL STRATEGIC ADVICE; 10 PER MONTH. NONE DURING SECURITIES TRADING HOURS. 3) Saint Louis University John Cook School of Business Executive Advisory Board; Non Investment Related; St. Louis, MO; Non profit; Chairman of the Board; Start Date 1/2005; 1 hour per month, 0 during trading hours; leads the board

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Rufkahr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 15, 2017 - Present

ALPINE PRIVATE WEALTH

Office #1: 190 Carondelet Plaza Suite 1300, Saint Louis, MO 63105

RIA

CRD#: 286072

Saint Louis, MO

Past

December 23, 2014 - December 31, 2023

IMST DISTRIBUTORS, LLC

CRD#: 130745

St. Louis, MO

Past

July 17, 2014 - February 15, 2017

ACR ALPINE CAPITAL RESEARCH, LLC

RIA

CRD#: 110933

ST. LOUIS, MO

Past

January 14, 2011 - June 4, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

January 1, 2011 - June 4, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

May 15, 1989 - December 21, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Past

May 1, 1989 - July 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC

CRD#: 286072 / SEC#: 801-108952

RIA

Registered Investment Advisory firm - (1/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/28/2017)

IAR

Texas
(2/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/12/1989

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2011

General Securities Principal Examination

Current Firm

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC

CRD#: 286072 / SEC#: 801-108952

RIA

Registered Investment Advisory firm - (1/17/2017 Approved)

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Contact information

Main Address

190 Carondelet Plaza Suite 1300, Saint Louis, MO 63105

Mailing Address

Phone number

(314) 932-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APW ADV PART 2A FINAL MARCH 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 1,226,919,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brett A. Rufkahr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Rufkahr's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

ACR ALPINE CAPITAL RESEARCH, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

ALPINE PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2011

Series 63

Date: 2/10/1989

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2010

Series 3

Date: 4/12/1989

Series 24

Date: 7/13/2011

Current Firm

ALPINE PRIVATE WEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPINE PRIVATE WEALTH

TRUST BUT VERIFY

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