James C. Logan

VOYA RETIREMENT ADVISORS

Denver, CO

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CRD#: 1921460

Professional summary

James Crawford Logan, AIF®, CFP®, who also goes by Chip Logan, James C Logan III, James Crawford Logan III, James Crawford Logan, James Crawford Logan Iii, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Denver, Colorado and VOYA FINANCIAL PARTNERS, LLC located in Scottsdale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. James has worked at 15 firms and has passed the Series 66, Series 6TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Logan | James C Logan Iii | James Crawford Logan Iii | James Crawford Logan | James Crawford Logan Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Retirement Association; Not investment related; 4401 Fairfax Drive Suite 600 Arlington, VA 22203; Committee Member; 05/01/2025; 8 hour per month; 4 hours per month during trading hours; The committee is exploring opportunities to improve the understanding and governance of PEPs in an effort to increase participation in retirement plans across the US.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Crawford Logan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

April 30, 2024 - Present

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Denver, CO

Current

April 19, 2024 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 7337 E. Doubletree Ranch Rd., Scottsdale, AZ 85258

CRD#: 34815

Scottsdale, AZ

Past

January 28, 2021 - March 29, 2024

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

GREENWOOD VILLAGE, CO

Past

January 28, 2021 - March 29, 2024

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

GREENWOOD VILLAGE, CO

Past

December 5, 2018 - January 29, 2021

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111135

Denver, CO

Past

December 5, 2018 - January 29, 2021

MESIROW FINANCIAL, INC.

CRD#: 2764

Denver, CO

Past

January 25, 2013 - December 3, 2018

TLG ADVISORS, INC.

RIA

CRD#: 111052

DENVER, CO

Past

June 20, 2012 - December 3, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 24, 2010 - April 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 22, 2009 - July 23, 2010

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 23, 2007 - November 29, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

May 2, 2007 - November 29, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 6, 2003 - May 14, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

August 17, 2001 - June 30, 2003

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

August 27, 1998 - February 10, 2000

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

March 5, 1996 - September 11, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 27, 1994 - November 21, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 22, 1989 - June 10, 1993

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/19/2024)

IAR

Colorado
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/20/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/31/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 10/20/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James C. Logan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Crawford Logan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL PARTNERS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE LEADERS GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SIGNATOR INVESTORS, INC.

SLD AMERICA EQUITIES, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

MUTUAL SERVICE CORPORATION

GUARDIAN INVESTOR SERVICES LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2007

Series 6

Date: 2/15/1989

Series 10

Date: 8/20/2007

Series 9

Date: 7/31/2007

Series 26

Date: 10/20/2003

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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