TL
Todd M. Lohman
WELLTH ADVISORY SERVICES
Urbandale, IA 50322
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CRD#: 1921335
TL
Professional summary
Todd Michael Lohman is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Urbandale, Iowa.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Todd has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/1/2019 - DBA for LPL Business (entity for LPL business) - SRP - Shorewood, IL 2) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - InVision Investors Group - Urbandale, IA 3) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - Shorewood, IL 4) 4/1/2019 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - Shorewood, IL 5) 4/1/2019 - Farm - 1755 Q Ave Madrid, IA 50156-7575. 6) 4/4/2019 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/2015 - 140 Hours Per Month During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. Termed 6/2024 8) 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2015. Termed 2024
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Lohman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 2900 100th Street Suite 106, Urbandale, IA 50322RIA
CRD#: 330537
Urbandale, IA
Past
April 1, 2019 - July 5, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Urbandale, IA
Past
April 1, 2019 - October 12, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
URBANDALE, IA
Past
April 20, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Urbandale, IA
Past
October 5, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Urbandale, IA
Past
September 2, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Urbandale, IA
Past
June 15, 2010 - July 18, 2016
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
ALISO VIEJO, CA
Past
April 1, 2010 - August 27, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
URBANDALE, IA
Past
April 1, 2010 - August 27, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
URBANDALE, IA
Past
January 4, 2007 - April 1, 2010
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
URBANDALE, IA
Past
January 4, 2007 - April 1, 2010
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
URBANDALE, IA
Past
January 1, 2004 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WEST DES MOINES, IA
Past
January 1, 2004 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WEST DES MOINES, IA
Past
August 6, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
W DES MOINES, IA
Past
August 6, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
October 2, 2000 - July 28, 2003
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WEST DES MOINES, IA
Past
July 24, 1989 - July 28, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(7/24/2024)
IAR
Kansas(7/24/2024)
IAR
Minnesota(7/29/2024)
IAR
Nebraska(7/18/2024)
IAR
Ohio(6/28/2024)
IAR
Texas(6/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Urbandale, IA 50322TRUST BUT VERIFY
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