James E. Honan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Honan JR, who also goes by Jim Honan Jr, Jim Honan, Jimmy Honan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2013 - October 7, 2015
HOULIHAN CAPITAL, LLC
March 10, 2009 - September 27, 2011
HS & CO., INC.
September 20, 2007 - December 13, 2007
LASALLE FINANCIAL SERVICES, INC.
May 24, 2007 - September 17, 2007
ABN AMRO INCORPORATED
August 18, 2004 - May 29, 2007
LASALLE FINANCIAL SERVICES, INC.
September 25, 2002 - October 15, 2004
HS & CO., INC.
August 23, 1994 - June 20, 1995
BANCAMERICA SECURITIES, INC.
January 18, 1990 - November 18, 1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOULIHAN CAPITAL, LLC
CRD#: 156028 / SEC#: , 8-68762
Contact information
FINRA licenses (10 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
