William B. Marquis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bell Marquis II was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2011 - December 1, 2015
DONEGAL SECURITIES, INC.
November 30, 2010 - June 9, 2011
LPL FINANCIAL LLC
May 2, 2006 - November 30, 2010
NRP FINANCIAL, INC.
May 14, 2002 - May 4, 2006
SIGNATOR INVESTORS, INC.
February 24, 1994 - April 30, 2002
NATHAN & LEWIS SECURITIES, INC.
September 19, 1989 - March 19, 1993
LEHMAN BROTHERS INC.
May 23, 1989 - June 21, 1989
CETERA WEALTH SERVICES, LLC
March 15, 1989 - May 23, 1989
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
DONEGAL SECURITIES, INC.
CRD#: 128447 / SEC#: , 8-66137
Contact information
Documents
Red Flags
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