Christopher R. Wurtzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Richard Wurtzinger was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 18 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2020 - June 11, 2025
AMERICAN TRUST INVESTMENT SERVICES, INC.
May 26, 2015 - February 28, 2017
FIRST ILLINOIS SECURITIES INC.
January 28, 2015 - May 4, 2021
SORSBY FINANCIAL CORP.
November 3, 2014 - September 1, 2020
SORSBY FINANCIAL CORP.
June 21, 2013 - May 4, 2021
AVELLINO FINANCIAL ADVISORS, INC.
April 9, 2012 - December 31, 2019
FOREST SECURITIES,INC.
January 11, 2011 - April 27, 2012
BIRKELBACH INVESTMENT SECURITIES, INC.
February 24, 2010 - July 19, 2010
CHICAGO INVESTMENT GROUP ADVISORS, LLC
February 24, 2010 - July 19, 2010
CHICAGO INVESTMENT GROUP, LLC
March 16, 2009 - March 19, 2010
NDX TRADING, INC.
September 22, 2008 - March 12, 2009
TRADERIGHT SECURITIES, INC.
February 21, 2008 - July 1, 2008
ONEAMERICA SECURITIES, INC.
November 16, 2007 - July 1, 2008
ONEAMERICA SECURITIES, INC.
March 17, 2006 - November 2, 2007
TRADERIGHT SECURITIES, INC.
March 2, 2005 - June 23, 2006
FORTIA ASSET MANAGEMENT, LLC
November 11, 2003 - November 2, 2007
TRADERIGHT SECURITIES, INC.
May 7, 2003 - November 13, 2003
A. G. EDWARDS & SONS, INC.
April 22, 2003 - November 13, 2003
A. G. EDWARDS & SONS, INC.
January 16, 2003 - March 25, 2003
MEETING STREET BROKERAGE, LLC
May 21, 2002 - July 26, 2002
AJAX INVESTMENTS, LLC
October 10, 2000 - August 10, 2001
PEREGRINE FINANCIALS & SECURITIES, INC.
November 13, 1998 - September 29, 2000
BIRKELBACH INVESTMENT SECURITIES, INC.
March 19, 1996 - November 12, 1998
ACCESS FINANCIAL GROUP, INC.
November 3, 1992 - February 12, 1996
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
