Brian J. Livingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian J Livingston, who also goes by Brian Livingston, Brian Jay Livingston, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1989. Brian had worked at 16 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 56, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2020 - October 3, 2023
T3 TRADING GROUP, LLC
June 29, 2018 - October 3, 2018
ARIVE CAPITAL MARKETS
March 15, 2017 - April 16, 2018
SPARTAN CAPITAL SECURITIES, LLC
April 16, 2015 - February 18, 2016
QUASAR TRADING, LLC
February 20, 2013 - January 2, 2014
QUASAR TRADING, LLC
December 11, 2012 - February 20, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 3, 2006 - February 27, 2007
TAFFERER TRADING, LLC
February 27, 2004 - May 24, 2004
TRILLIUM BROKERAGE SERVICES, LLC
February 2, 2004 - March 3, 2004
SCHONFELD SECURITIES, LLC
June 4, 2003 - October 23, 2003
WORLDCO, L.L.C.
January 23, 2002 - June 10, 2003
LION'S GROUP TRADING LLC
January 28, 1998 - December 4, 2000
WORLDCO, L.L.C.
November 14, 1997 - January 16, 1998
WILLIAM SCOTT & CO. L.L.C.
November 13, 1996 - September 16, 1997
FAB SECURITIES OF AMERICA, INC.
February 7, 1991 - October 31, 1996
LCP CAPITAL CORP.
January 23, 1991 - February 8, 1991
GRUNTAL & CO., L.L.C.
January 25, 1990 - January 30, 1991
R.H.DAMON & CO., INC.
September 19, 1989 - January 30, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 12/20/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 6/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
