Harvey E. Gartley
Professional summary
Harvey Edward Gartley is a registered financial professional currently at THE CHAMPION GROUP, INC. located in Shavano Park, Texas.
Harvey is registered as a RR (Registered Representative) and started their career in finance in 1989. Harvey has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 22, Series 53, Series 4, Series 28, Series 24, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harvey Edward Gartley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 1989 - Present
THE CHAMPION GROUP, INC.
Office #1: 4416 Lockhill Selma Rd, Shavano Park, TX 78249State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2020)
(2/18/1989)
(2/23/1989)
(3/29/1993)
(2/23/1989)
(7/17/1989)
(6/22/1989)
(12/9/1997)
(11/16/2010)
(6/8/1989)
(3/22/1989)
(3/19/1993)
(3/25/1993)
(2/15/1989)
(1/22/1997)
(11/20/1989)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/29/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
THE CHAMPION GROUP, INC.
CRD#: 23418 / SEC#: , 8-40417
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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