Richard J. Dismore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Dismore was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2017 - December 21, 2020
D.H. HILL SECURITIES, LLLP
February 19, 2015 - October 26, 2015
FORESTERS EQUITY SERVICES, INC.
January 17, 2006 - January 13, 2015
MADISON AVENUE SECURITIES, LLC
January 22, 2003 - December 8, 2005
USALLIANZ SECURITIES, INC.
February 28, 2001 - September 30, 2002
USALLIANZ SECURITIES, INC.
February 27, 1992 - February 8, 2001
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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