Mark L. Garapolo
Professional summary
Mark Louis Garapolo, who also goes by Mark L Garapolo, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Libertyville, Illinois and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Louis Garapolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2007 - Present
MISSIONSQUARE RETIREMENT
October 12, 1995 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240July 15, 1991 - September 25, 1995
METROPOLITAN LIFE INSURANCE COMPANY
July 15, 1991 - September 25, 1995
MSI FINANCIAL SERVICES, INC.
February 14, 1989 - June 5, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/1995)
(2/16/2007)
(4/7/2017)
(5/5/2017)
(6/2/2005)
(12/5/2018)
(12/2/2024)
(4/7/2017)
(4/7/2017)
(10/28/2009)
(7/12/2016)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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