Robert T. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Taylor Barr JR, who also goes by Robert T Jr Barr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2008 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 3, 2007 - December 31, 2007
BROKERSXPRESS LLC
July 11, 2003 - December 31, 2006
MUTUAL SERVICE CORPORATION
November 8, 2000 - July 2, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 27, 1999 - November 20, 2000
PRINCIPAL SECURITIES, INC.
April 15, 1994 - June 2, 1999
HIMCO DISTRIBUTION SERVICES COMPANY
July 2, 1991 - April 26, 1994
AMERICAN CLASSIC SECURITIES, INC.
October 28, 1989 - December 5, 1989
VERAVEST INVESTMENTS, INC.
March 21, 1989 - July 17, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
