Ronald J. Kambic
Professional summary
Ronald John Kambic was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Ronald had worked at 14 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., SECURITIES AMERICA ADVISORS INC., SECURITIES AMERICA INC., COMMONWEALTH FINANCIAL NETWORK, VERAVEST INVESTMENT ADVISORS INC., VERAVEST INVESTMENTS INC., CUNA BROKERAGE SERVICES INC., PENN CAPITAL FINANCIAL SERVICES INC., AMERICAN EXPRESS SERVICE CORPORATION, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
February 27, 2009 - June 24, 2009
SUMMIT FINANCIAL GROUP INC
February 6, 2009 - June 24, 2009
SUMMIT BROKERAGE SERVICES, INC.
February 4, 2009 - February 9, 2009
SUMMIT FINANCIAL GROUP INC
December 6, 2007 - January 6, 2009
SECURITIES AMERICA ADVISORS, INC.
December 6, 2007 - January 6, 2009
SECURITIES AMERICA, INC.
December 10, 2003 - December 12, 2007
COMMONWEALTH FINANCIAL NETWORK
December 10, 2003 - December 12, 2007
COMMONWEALTH FINANCIAL NETWORK
January 1, 1999 - December 11, 2003
VERAVEST INVESTMENT ADVISORS, INC.
August 29, 1997 - December 11, 2003
VERAVEST INVESTMENTS, INC.
November 9, 1993 - September 2, 1997
CUNA BROKERAGE SERVICES, INC.
September 23, 1993 - October 30, 1993
PENN CAPITAL FINANCIAL SERVICES, INC.
July 15, 1993 - November 24, 1993
AMERICAN EXPRESS SERVICE CORPORATION
September 7, 1990 - October 25, 1993
IDS LIFE INSURANCE COMPANY
September 7, 1990 - October 25, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
February 24, 1989 - September 25, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 24, 1989 - September 25, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
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