John L. Lembo
Professional summary
John Louis Lembo III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, John had worked at 2 firms, which includes EURO-ATLANTIC SECURITIES INC., HANOVER STERLING & COMPANY LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
June 15, 1992 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Exams
Current Firm
EURO-ATLANTIC SECURITIES INC.
CRD#: 21367 / SEC#: , 8-38870
Contact information
Documents
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