Joseph N. Vitale

VITALE WEALTH MANAGEMENT

Metamora, MI 48455

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CRD#: 1920232

Professional summary

Joseph Nicholas Vitale is a registered financial advisor currently at VITALE WEALTH MANAGEMENT located in Metamora, Michigan.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Joseph has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. American Retirement Solutions; Owner/Insurance Agent; Imlay City, MI; Investment Related; Approx 90% of time; Started 03/2006; 2. SSJ Properties; Owner; Imlay City, MI; Non-investment related; started 08/2012; 3. Trinity Realty Inc; Owner/Real Estate Broker; Imlay City, MI; Investment related; started 07/1997.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Nicholas Vitale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2016 - Present

VITALE WEALTH MANAGEMENT

Office #1: 3778 S. Lapeer Rd., Metamora, MI 48455

RIA

CRD#: 284112

Metamora, MI

Past

October 5, 1995 - October 27, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

March 30, 1994 - November 7, 1995

AMERICAN CLASSIC SECURITIES, INC.

CRD#: 25399

PONTE VEDRA, FL

Past

June 16, 1992 - December 31, 1992

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 18, 1989 - June 5, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/17/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VITALE WEALTH MANAGEMENT

AMERICAN RETIREMENT ADVISORS, INC. | VITALE WEALTH MANAGEMENT

CRD#: 284112 / SEC#:

Michigan

Registered Investment Advisory firm - (6/8/2016 Approved)

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Contact information

Main Address

3778 S. Lapeer Rd., Metamora, MI 48455

Mailing Address

Phone number

(855) 756-5700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 78,233,458

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph N. Vitale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Nicholas Vitale's CRS (Customer Relationship Summary).

Certified licenses

Experience

VITALE WEALTH MANAGEMENT

WMA SECURITIES, INC.

AMERICAN CLASSIC SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2016

Series 63

Date: 7/17/1989

Series 6

Date: 10/17/1989

Current Firm

VITALE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VITALE WEALTH MANAGEMENT

TRUST BUT VERIFY

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