Nelson C. Walker
Professional summary
Nelson Christopher Walker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nelson is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Nelson had worked at 9 firms, which includes ALDEN CAPITAL MARKETS INC., AMERIVET SECURITIES INC., L.B. SAKS INC., THE CAMELOT GROUP INC., GLOBAL EQUITIES GROUP INC, FIRST NATIONAL EQUITY CORP., THE WELLINGTON GROUP INC., BARRETT DAY SECURITIES INC., STATE CAPITAL MARKETS CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1997 - March 27, 1997
ALDEN CAPITAL MARKETS, INC.
December 12, 1996 - January 8, 1997
AMERIVET SECURITIES, INC.
October 1, 1996 - November 5, 1996
L.B. SAKS, INC.
July 2, 1996 - October 4, 1996
THE CAMELOT GROUP, INC.
March 12, 1996 - May 21, 1996
GLOBAL EQUITIES GROUP INC
August 15, 1995 - March 6, 1996
FIRST NATIONAL EQUITY, CORP.
January 26, 1995 - October 23, 1995
THE WELLINGTON GROUP, INC.
December 15, 1994 - December 15, 1994
BARRETT DAY SECURITIES, INC.
May 2, 1994 - August 31, 1994
STATE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALDEN CAPITAL MARKETS, INC.
CRD#: 25314 / SEC#: , 8-41638
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
