Michael A. Krumenacker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Krumenacker, who also goes by Michael A Krumenacker, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 12 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - April 13, 2012
J.P. MORGAN SECURITIES LLC
August 19, 2011 - March 1, 2012
GLEACHER & COMPANY SECURITIES, INC.
December 11, 2007 - October 17, 2008
MINT BROKERS
December 10, 2007 - October 17, 2008
BGC FINANCIAL, L.P.
May 2, 2007 - October 30, 2007
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 15, 2006 - May 2, 2007
PAR5 CAPITAL & CO LLC
April 24, 2001 - December 3, 2002
BGC FINANCIAL, L.P.
October 5, 1994 - April 27, 1999
BGC FINANCIAL, L.P.
January 21, 1994 - September 26, 1994
CITICORP INVESTMENT SERVICES
July 16, 1993 - January 28, 1994
J.P. MORGAN SECURITIES LLC
January 29, 1992 - July 27, 1993
CITIGROUP GLOBAL MARKETS INC.
December 6, 1991 - January 22, 1992
CIBC WORLD MARKETS CORP.
November 1, 1991 - November 22, 1991
LEHMAN BROTHERS INC.
June 20, 1990 - September 5, 1991
CADARET, GRANT & CO., INC.
February 24, 1989 - July 2, 1990
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
