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RT

Robert J. Tesch

Some features on this profile are disabled
CRD#: 1919954
RT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Jay Tesch, CFP®, who also goes by Bob Tesch, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Tesch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ROBERT TESCH; INVESTMENT-RELATED BUSINESS; MONTROSE, COLORADO; RENTAL PROPERTY; 100% OWNER; JUNE 1, 1999 START DATE; 8 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL DUTIES ASSOCIATED WITH BEING A LANDLORD. _____ | _____ 2) ROBERT TESCH; INVESTMENT-RELATED BUSINESS; RIDGWAY, COLORADO; RENTAL PROPERTY; 0% OWNER; SEPTEMBER 21, 2019 START DATE; 8 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MAINTENANCE AND REPAIR ASSISTANCE. _____ | _____ 3) ROBERT TESCH; INVESTMENT-RELATED BUSINESS; RIDGWAY, COLORADO; RENTAL PROPERTY DUPLEX; 0% OWNER; SEPTEMBER 21, 2019; 6 HOURS/MONTHS DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MAINTENANCE AND REPAIR ASSISTANCE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Past

January 25, 2019 - October 26, 2024

WEALTHSOURCE®

RIA
CRD#: 282202
MONTROSE, CO
Past

December 4, 2018 - March 5, 2019

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
MONTROSE, CO
Past

January 3, 2011 - December 7, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MONTROSE, CO
Past

January 3, 2011 - December 7, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MONTROSE, CO
Past

August 13, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
MONTROSE, CO
Past

December 13, 2000 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
MONTROSE, CO
Past

March 20, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

July 12, 1999 - March 10, 2000

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

May 30, 1997 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

BD
CRD#: 17685
PORTLAND, ME
Past

May 3, 1989 - August 22, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/29/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/29/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WE
WEALTHSOURCE®
AVANT-GARDE ADVISORS LLC | WEALTHSOURCE® PARTNERS, LLC | WEALTHSOURCE® PARTNERS | WEALTHSOURCE® | WEALTHSOURCE PARTNERS, LLC | VICTORY INDEPENDENT PLANNING, LLC | VELLUM FINANCIAL, LLC | LEGACY WEALTH ADVISORS | BARRETT PLANNING GROUP, INC.

CRD#: 282202 / SEC#: 801-107199

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Contact information

Main Address
735 Tank Farm Road Suite 240, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 546-1000
Established
Firm type
Fiscal year end
# of Employees
50

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - 20240330 (3/30/2024)

Regulatory assets under management

Total Number of Accounts6,245
AUM (Assets Under Management)$ 2,116,238,123

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHSOURCE®

CRD#: 282202

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