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KC

Kevin D. Clarkin

Some features on this profile are disabled
CRD#: 1919832
KC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin David Clarkin was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEACON INVESTMENT GROUP, LLC. WHICH IS INVESTMENT RELATED AND IS LOCATED AT 3 OLD WAGON RD, RIDGEFIELD, CT 06877. THE NATURE OF THE BUSINESS IS AN REGISTERED INVESTMENT ADVISOR OF WHICH I AM THE PRESIDENT AND AN INVESTMENT ADVISOR REPRESENTATIVE. MY START DATE WAS JUNE 2013. I SPEND APPROXIMATELY 20-40 HOURS PER WEEK WITH THIS BUSINESS AS A REGISTERED INVESTMENT ADVISOR. BEACON ONE INC. LOCATED IN RIDGEFIELD, CT. I AM THE PRESIDENT SINCE APRIL 2016 AND THE NATURE OF THE BUSINESS IS A SOFTWARE APP. THIS IS NOT SECURITIES RELATED AND I DO NOT RECEIVE COMPENSATION. THE NUMBER OF HOURS SPENT WITH THIS BUSINESS IS ON AN AS NEEDED BASIS. Citadel Real Estate Partners; Consulting and due diligence; Real Estate Industry; 5 Hours per month BCG; Consulting and Sales; Real Estate Industry; 5 hours per week; 2/15/2017 start date BEACON ONE INC.; PRESIDENT; INVESTMENT RELATED: NO; 79 MADISON AVE, NEW YORK, NY 10016; SOFTWARE DEVELOPMENT COMPANY; PROJECT MANAGER; 2016-04-05; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 15; BEACON NATURAL RESOURCES LLC; BEACON INVESTMENT GROUP; MANAGING MEMBER; INVESTMENT RELATED: YES; 79 MADISON AVE, NEW YORK, NY 10016; A LIMITED LIABILITY COMPANY THAT WILL INVEST IN ALTERNATIVE ENERGY AND TRADITIONAL ENERGY GENERATION SOURCES. ; OVERSEE PROJECT DEVELOPMENTS; 2018-06-14; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 10; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 15; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10;

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2016 - June 28, 2017

OSPREY PARTNERS LLC

BD
CRD#: 38122
WESTPORT, CT
Past

June 14, 2016 - December 5, 2016

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

November 11, 2014 - June 14, 2016

PORTFOLIO ADVISORS ALLIANCE, LLC

BD
CRD#: 101680
NEW YORK, NY
Past

September 26, 2013 - March 13, 2024

BEACON INVESTMENT GROUP

RIA
CRD#: 166827
NEW YORK, NY
Past

September 15, 2010 - June 25, 2013

SPIRE WEALTH MANAGEMENT, LLC

RIA
CRD#: 113908
WESTPORT, CT
Past

February 24, 2005 - June 22, 2010

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
NEW YORK, NY
Past

December 12, 2002 - July 23, 2009

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

October 22, 2001 - December 14, 2002

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

May 21, 1993 - November 15, 2001

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

June 11, 1990 - April 1, 1991

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

April 18, 1989 - July 19, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/17/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/4/1999
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

OP
OSPREY PARTNERS LLC
OBSIDIAN SIGNATURE SECURITIES | OSPREY PARTNERS LLC

CRD#: 38122 / SEC#: , 8-48109

BD
Terminated by SEC on 09/08/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 12/22/1994
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
REBOLD, MATTHEW IRAMANAGING PARTNER/CCO1100926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OSPREY PARTNERS LLC

CRD#: 38122

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