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Kevin David Clarkin

CRD# 1919832·Registered 1989 - 2017
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin David Clarkin was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1989 - 2017. Kevin had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

OSPREY PARTNERS LLC·CRD# 38122
BD
Westport, CT
December 13, 2016 - June 28, 2017
DINOSAUR FINANCIAL GROUP, L.L.C·CRD# 104446
BD
New York, NY
June 14, 2016 - December 5, 2016
PORTFOLIO ADVISORS ALLIANCE, LLC·CRD# 101680
BD
New York, NY
November 11, 2014 - June 14, 2016
BEACON INVESTMENT GROUP·CRD# 166827
RIA
New York, NY
September 26, 2013 - March 13, 2024
SPIRE WEALTH MANAGEMENT, LLC·CRD# 113908
RIA
Westport, CT
September 15, 2010 - June 25, 2013
B. RILEY WEALTH ADVISORS, INC.·CRD# 115927
RIA
New York, NY
February 24, 2005 - June 22, 2010
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
December 12, 2002 - July 23, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
October 22, 2001 - December 14, 2002
SANDS BROTHERS & CO., LTD.·CRD# 26816
BD
New York, NY
May 21, 1993 - November 15, 2001
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
June 11, 1990 - April 1, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 18, 1989 - July 19, 1990

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Current Firm

OP
OSPREY PARTNERS LLC

OBSIDIAN SIGNATURE SECURITIES | OSPREY PARTNERS LLC

CRD#: 38122 / SEC#: 8-48109
BD
Terminated by SEC on 09/08/2017

Contact Information

Established

Connecticut since 12/22/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REBOLD, MATTHEW IRAMANAGING PARTNER/CCO1100926

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BEACON INVESTMENT GROUP, LLC. WHICH IS INVESTMENT RELATED AND IS LOCATED AT 3 OLD WAGON RD, RIDGEFIELD, CT 06877. THE NATURE OF THE BUSINESS IS AN REGISTERED INVESTMENT ADVISOR OF WHICH I AM THE PRESIDENT AND AN INVESTMENT ADVISOR REPRESENTATIVE. MY START DATE WAS JUNE 2013. I SPEND APPROXIMATELY 20-40 HOURS PER WEEK WITH THIS BUSINESS AS A REGISTERED INVESTMENT ADVISOR. BEACON ONE INC. LOCATED IN RIDGEFIELD, CT. I AM THE PRESIDENT SINCE APRIL 2016 AND THE NATURE OF THE BUSINESS IS A SOFTWARE APP. THIS IS NOT SECURITIES RELATED AND I DO NOT RECEIVE COMPENSATION. THE NUMBER OF HOURS SPENT WITH THIS BUSINESS IS ON AN AS NEEDED BASIS. Citadel Real Estate Partners; Consulting and due diligence; Real Estate Industry; 5 Hours per month BCG; Consulting and Sales; Real Estate Industry; 5 hours per week; 2/15/2017 start date BEACON ONE INC.; PRESIDENT; INVESTMENT RELATED: NO; 79 MADISON AVE, NEW YORK, NY 10016; SOFTWARE DEVELOPMENT COMPANY; PROJECT MANAGER; 2016-04-05; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 15; BEACON NATURAL RESOURCES LLC; BEACON INVESTMENT GROUP; MANAGING MEMBER; INVESTMENT RELATED: YES; 79 MADISON AVE, NEW YORK, NY 10016; A LIMITED LIABILITY COMPANY THAT WILL INVEST IN ALTERNATIVE ENERGY AND TRADITIONAL ENERGY GENERATION SOURCES. ; OVERSEE PROJECT DEVELOPMENTS; 2018-06-14; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 10; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 15; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2014About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2005About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1989About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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