Joshua S. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua S Levine was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1989. Joshua had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - October 16, 2013
FANTEX BROKERAGE SERVICES, LLC
June 25, 2007 - December 21, 2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
February 6, 2003 - December 31, 2005
E*TRADE SECURITIES LLC
January 23, 1989 - April 22, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
FANTEX BROKERAGE SERVICES, LLC
CRD#: 164783 / SEC#: , 8-69114
Contact information
Documents
Red Flags
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