Susan Stalteri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Stalteri, who also goes by Susan Runewicz, Susan Savage, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1991. Susan had worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2022 - October 14, 2022
TD AMERITRADE, INC.
April 18, 2022 - December 20, 2023
TD AMERITRADE, INC.
October 5, 2016 - November 10, 2017
OPTIONSXPRESS, INC.
January 8, 2014 - January 9, 2024
CHARLES SCHWAB & CO., INC.
June 8, 2012 - December 31, 2013
CHARLES SCHWAB & CO., INC.
September 7, 2011 - January 9, 2024
CHARLES SCHWAB & CO., INC.
May 12, 2008 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
May 12, 2008 - May 6, 2009
OSAIC WEALTH, INC.
May 12, 2008 - May 6, 2009
FSC SECURITIES CORPORATION
February 1, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 5, 2006 - May 6, 2009
OSAIC SERVICES, INC.
October 3, 2006 - May 6, 2009
OSAIC SERVICES, INC.
January 7, 2003 - September 19, 2006
OSAIC FA, INC.
December 20, 2002 - September 19, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 20, 2002 - September 19, 2006
OSAIC FA, INC.
August 31, 2001 - November 22, 2002
FIFTH THIRD SECURITIES, INC.
April 14, 1998 - December 31, 2000
WOLF FINANCIAL MANAGEMENT, LLC
September 9, 1997 - December 31, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 11, 1992 - February 6, 1997
WINGSPAN INVESTMENT SERVICES
December 18, 1991 - February 10, 1992
GARY-WHEATON INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
