Severino Pelino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Severino Pelino, who also goes by Rino Pelino, was a registered financial advisor .
Severino is a previously registered financial advisor and started their career in finance in 1993. Severino had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2007 - November 20, 2008
ASCEND ADVISORY GROUP
February 19, 2004 - November 26, 2008
OSAIC WEALTH, INC.
December 4, 2000 - July 10, 2003
KEYBANC CAPITAL MARKETS INC.
April 27, 1993 - December 19, 2000
DIAMOND HILL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
