William Walsh
Professional summary
William Walsh, who also goes by Bill Walsh, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Hollis, New Hampshire.
William is registered as a RR (Registered Representative) and started their career in finance in 1989. William has worked at 11 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2025 - Present
INVESTMENT DISTRIBUTORS, INC.
October 21, 2024 - June 12, 2025
FIRST COMMAND BROKERAGE SERVICES, INC.
February 25, 2022 - September 7, 2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 16, 2010 - October 23, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 26, 2006 - October 23, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 22, 2006 - June 20, 2006
SIGNATOR FINANCIAL SERVICES, INC.
June 13, 2005 - October 24, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
July 21, 1999 - June 9, 2005
EQUITABLE DISTRIBUTORS, LLC
March 19, 1996 - September 8, 1998
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 24, 1993 - October 4, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
March 31, 1989 - January 20, 1993
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2025)
(11/12/2025)
Exams
FINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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