William P. Callan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Peter Callan JR, who also goes by William Peter Callan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - June 24, 2015
AUSTIN ATLANTIC CAPITAL INC.
September 6, 2007 - June 20, 2012
JOHN HANCOCK DISTRIBUTORS LLC
March 8, 2000 - May 31, 2006
SIGNATOR INVESTORS, INC.
June 20, 1996 - September 26, 1997
SIGNATOR INVESTORS, INC.
May 29, 1992 - February 6, 1995
JHM SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
