Timothy M. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Millard Martin Jr, who also goes by Timothy Millard Martin Jr, Timothy M Martin Jr, Timothy M Martin, Timothy Millard Martin Jr, Timothy Millard Martin, Timothy Martin, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2025 - December 31, 2025
PFS INVESTMENTS INC.
January 21, 2025 - December 31, 2025
PFS INVESTMENTS INC.
February 16, 2024 - December 2, 2024
VAN CLEMENS & CO. INCORPORATED
July 20, 2023 - December 31, 2023
PFS INVESTMENTS INC.
June 16, 2023 - December 31, 2023
PFS INVESTMENTS INC.
July 17, 2012 - December 31, 2022
PFS INVESTMENTS INC.
February 6, 2012 - December 31, 2022
PFS INVESTMENTS INC.
November 21, 2008 - March 4, 2009
MORGAN STANLEY & CO. LLC
September 23, 2008 - March 4, 2009
MORGAN STANLEY & CO. LLC
May 29, 2006 - December 7, 2006
OSAIC FA, INC.
May 19, 2004 - November 3, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
August 1, 2003 - October 23, 2003
SOUTHTRUST SECURITIES, LLC
July 29, 2003 - October 23, 2003
SOUTHTRUST SECURITIES, LLC
February 19, 2003 - May 13, 2003
CITISTREET EQUITIES LLC
October 9, 2001 - December 4, 2001
IDS LIFE INSURANCE COMPANY
October 9, 2001 - December 4, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2000 - May 31, 2001
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
