John A. Kinney

WARNER WEALTH

MADISON, CT 06443

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CRD#: 1918369

Professional summary

John Andrew Kinney, AIF® is a registered financial advisor currently at WARNER WEALTH located in Madison, Connecticut and LPL FINANCIAL LLC located in Madison, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/29/2017 - BENCHMARK ASSET MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/22/2006 - Time Spent 100%. 2. 11/30/2021 - Warner Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/18/2021 - 30 Hours Per Month/5 Hours During Securities Trading. 3. 12/06/2023 - Benchmark Asset Management - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Investment Advisor - Start Date: 9/15/2023 - 1 Hr/Mo During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Kinney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 11, 2025 - Present

WARNER WEALTH

Office #1: 869 Boston Post Road, Madison, CT 06443

RIA

CRD#: 334877

MADISON, CT

Current

November 29, 2017 - Present

LPL FINANCIAL LLC

Office #1: 869 Boston Post Road, Madison, CT 06443

RIA

CRD#: 6413

MADISON, CT

Past

November 29, 2017 - April 3, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

December 15, 2009 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

GUILFORD, CT

Past

March 31, 2006 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

GUILFORD, CT

Past

April 6, 2005 - December 11, 2009

BENCHMARK ASSET MANAGEMENT, LLC

RIA

CRD#: 127240

GUILFORD, CT

Past

July 25, 2001 - December 31, 2004

BENCHMARK ASSET MANAGEMENT, LLC

RIA

CRD#: 127240

GUILFORD, CT

Past

July 8, 2000 - April 3, 2006

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

April 28, 1998 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

June 6, 1996 - May 5, 1998

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 30, 1993 - May 30, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 8, 1989 - July 26, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 18, 1989 - August 21, 1989

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/29/2017)

Connecticut
(11/29/2017)

IAR

Connecticut
(4/11/2025)

Florida
(11/30/2017)

Georgia
(11/29/2017)

Hawaii
(2/23/2022)

Massachusetts
(11/29/2017)

Nevada
(11/29/2017)

New Jersey
(11/29/2017)

New York
(11/29/2017)

North Carolina
(2/28/2020)

Pennsylvania
(11/29/2017)

South Carolina
(7/12/2023)

Texas
(11/29/2017)

Vermont
(11/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

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Contact information

Main Address

869 Boston Post Road, Madison, CT 06443

Mailing Address

Phone number

(203) 929-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 362,848,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Kinney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Kinney's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

BENCHMARK ASSET MANAGEMENT, LLC

BENCHMARK ASSET MANAGEMENT, LLC

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

WARNER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1995

Series 63

Date: 9/15/1989

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

Series 24

Date: 5/3/1999

FINRA

Current Firm

WARNER WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

WARNER WEALTH

TRUST BUT VERIFY

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