William L. Jankowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Leo Jankowski, who also goes by Bill Jankowski Jr, William Leo Jankowski Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2022 - May 11, 2023
SW FINANCIAL
March 3, 2020 - June 8, 2020
POLAR INVESTMENT COUNSEL, INC.
August 28, 2008 - March 8, 2018
SCOTTRADE, INC.
January 23, 2008 - August 18, 2008
WHITE PACIFIC SECURITIES, INC.
May 10, 2006 - December 31, 2007
WHITE PACIFIC SECURITIES, INC.
April 28, 2003 - October 12, 2005
SOGOTRADE, INC.
April 25, 2002 - April 23, 2003
CLARK STREET CAPITAL, INC.
September 23, 1998 - May 15, 2002
SANDGRAIN SECURITIES LLC
February 17, 1995 - August 25, 1998
ALLIANCE ASSET GROUP,INC.
November 13, 1990 - November 7, 1994
BANIS SECURITIES CORP.
July 24, 1989 - October 26, 1990
WOOD-POMERANTZ SECURITIES, INC
January 24, 1989 - July 29, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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