Elizabeth A. Dickerson
Professional summary
Elizabeth Anne Dickerson, who also goes by Elizabeth Dickerson, is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1992. Elizabeth has worked at 20 firms and has passed the Series 63, Series 57TO, Series 87, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Anne Dickerson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2018 - Present
UNITED FIRST PARTNERS LLC
Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019August 30, 2017 - April 5, 2018
CIBC WORLD MARKETS CORP.
July 14, 2017 - February 7, 2018
HOULIHAN LOKEY ADVISORS, LLC
October 18, 2016 - January 12, 2017
ANOS CAPITAL, LLC
September 22, 2014 - December 8, 2015
FIRST NEW YORK SECURITIES L.L.C.
June 7, 2011 - October 26, 2012
MPS FIXED INCOME LLC
May 27, 2010 - May 6, 2013
FIRST NEW YORK SECURITIES L.L.C.
February 16, 2010 - October 2, 2014
MPS GLOBAL SECURITIES, LLC
April 28, 2009 - February 11, 2010
GLEACHER & COMPANY SECURITIES, INC.
July 9, 2007 - April 29, 2009
BTIG, LLC
March 23, 2006 - August 24, 2007
NUMIS SECURITIES LLC
August 8, 2005 - March 3, 2006
HILL THOMPSON MAGID & CO., INC.
April 1, 2003 - August 8, 2005
GRANTA CAPITAL GROUP LLC
April 30, 2002 - November 25, 2002
CITIGROUP GLOBAL MARKETS INC.
April 10, 2001 - November 12, 2001
ROBERTSON STEPHENS, INC.
May 19, 1999 - April 5, 2001
JPMSI
September 23, 1998 - May 10, 1999
SHARPE CAPITAL, INC.
March 19, 1997 - May 21, 1998
NEEDHAM & COMPANY, LLC
February 6, 1995 - February 24, 1997
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
December 14, 1993 - October 12, 1994
KIDDER, PEABODY & CO. INCORPORATED
February 11, 1992 - September 22, 1993
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/3/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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