Benjamin G. Kaminow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Glen Kaminow, who also goes by Ben Kaminow, Benjamin Kaminow, Benjamin Glen Kaminow, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1990. Benjamin had worked at 12 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2023 - January 26, 2024
ODEON CAPITAL GROUP LLC
September 6, 2022 - September 26, 2023
CREWS & ASSOCIATES, INC.
October 13, 2021 - September 6, 2022
DINOSAUR FINANCIAL GROUP, L.L.C
November 10, 2003 - September 30, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
February 15, 2002 - November 12, 2003
ICAP SECURITIES USA LLC
October 4, 1996 - January 25, 2002
ICAP SECURITIES USA LLC
April 24, 1996 - October 8, 1996
INTERCAPITAL GOVERNMENT SECURITIES INC.
April 24, 1996 - October 8, 1996
EXCO RMJ INTERNATIONAL INC.
April 4, 1994 - April 12, 1996
YAMAICHI INTERNATIONAL (AMERICA) INC.
August 4, 1993 - March 28, 1994
LEHMAN SPECIAL SECURITIES INC.
August 4, 1993 - March 28, 1994
LEHMAN GOVERNMENT SECURITIES INC.
September 14, 1992 - March 28, 1994
LEHMAN BROTHERS INC.
March 26, 1990 - August 23, 1990
PREBON SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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