Janet M. O'connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet M O'connell, who also goes by Janet M Long, Janet Long, Jenni Long, Janet Marie O'connell, Janet Marie Oconnell, Janet M Oconnell, Janet Oconnell, Jenni Oconnell, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1996. Janet had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Northern Illinois University College of Law
J.D. - Law
Northern Illinois University
Master of Science (MS) - Human Behavior and Development
2005
DePaul University
Bachelor of Arts (BA) - Corporate Communications
1993
Experience
March 31, 2025 - June 11, 2026
STRATEGIC ADVISERS LLC
July 23, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 12, 2021 - June 11, 2026
FIDELITY BROKERAGE SERVICES LLC
April 5, 2018 - October 24, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 2018 - October 24, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 1996 - June 10, 1996
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Benefits & Planning Consultant, Executive ServicesCRD#: 104555TRUST BUT VERIFY
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