Gerard J. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard J Murray, who also goes by Gerard Joseph Murray, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1991. Gerard had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2023 - October 28, 2025
THL CAPITAL MARKETS, LLC
October 1, 2008 - May 17, 2022
J.P. MORGAN SECURITIES LLC
May 9, 1994 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 12, 1991 - March 22, 1994
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
THL CAPITAL MARKETS, LLC
CRD#: 316511 / SEC#: , 8-70807
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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