Eduardo M. Deschapelles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Morales Deschapelles was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 1992. Eduardo had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2018 - February 15, 2019
FAIRVIEW SECURITIES, INC.
July 28, 2015 - August 4, 2017
FORESIDE FUND SERVICES, LLC
June 20, 2003 - March 31, 2007
CITICORP INVESTMENT SERVICES
November 2, 2001 - May 10, 2002
APEX CLEARING CORPORATION
December 24, 1992 - November 11, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FAIRVIEW SECURITIES, INC.
CRD#: 35703 / SEC#: , 8-46868
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNDERLAND, JASON THADDEUS | CEO, CCO, AMLCO, GENERAL SECURITIES PRINCIPAL, FINOP, PFO AND POO | 2650445 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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