Brian D. Comer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian David Comer, who also goes by Brian Comer, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1989. Brian had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2015 - September 29, 2016
VOYA INVESTMENTS DISTRIBUTOR, LLC
February 1, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
July 30, 1999 - December 31, 2000
CETERA WEALTH SERVICES, LLC
October 17, 1997 - September 23, 2000
AETNA FINANCIAL SERVICES, INC.
December 13, 1994 - September 8, 1997
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
October 15, 1993 - June 28, 2012
VOYA FINANCIAL PARTNERS, LLC
April 16, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 24, 1990 - February 16, 1993
AELTUS CAPITAL, INC
August 25, 1989 - March 19, 1990
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
