Ramon L. Reyes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramon Luis Reyes, who also goes by Reyes Raymond, Raymon Reyes, was a registered financial professional .
Ramon is a previously registered financial professional and started their career in finance in 1989. Ramon had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1990 - September 24, 1990
ADAMS SECURITIES, INC.
January 30, 1990 - May 11, 1990
WELLSHIRE SECURITIES, INC.
October 4, 1989 - January 5, 1990
KOBER FINANCIAL CORP.
September 13, 1989 - October 4, 1989
J. W. GANT & ASSOCIATES, INC.
February 17, 1989 - August 23, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ADAMS SECURITIES, INC.
CRD#: 16688 / SEC#: , 8-36609
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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