Timothy D. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy David Butler, who also goes by Tim David Butler, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2016 - January 6, 2021
TD AMERITRADE, INC.
April 18, 2016 - January 6, 2021
TD AMERITRADE, INC.
April 27, 2015 - January 11, 2016
STADION MONEY MANAGEMENT, LLC
February 20, 2015 - December 22, 2015
ALPS DISTRIBUTORS, INC.
October 2, 2003 - December 16, 2004
STRATEGIC ADVISERS LLC
May 16, 2003 - February 24, 2014
FIDELITY BROKERAGE SERVICES LLC
March 20, 1996 - October 1, 2001
CHARLES SCHWAB & CO., INC.
March 11, 1993 - January 25, 1996
NYLIFE SECURITIES LLC
January 27, 1993 - February 18, 1993
NEW ENGLAND SECURITIES
February 24, 1989 - June 5, 1990
ONEAMERICA SECURITIES, INC.
February 24, 1989 - June 5, 1990
AMERICAN UNITED LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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