Andrew B. Sanford

GULFSTREAM CM

Summit, NJ 07901

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CRD#: 1916797

Professional summary

Andrew Beatty Sanford is a registered financial advisor currently at GULFSTREAM CM, LLC located in Summit, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Beatty Sanford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2018 - Present

GULFSTREAM CM, LLC

Office #1: 450 Springfield Avenue, Suite 204, Summit, NJ 07901

RIA

CRD#: 165459

Summit, NJ

Past

December 1, 2017 - December 31, 2024

GULFSTREAM CM, LLC

RIA

CRD#: 165459

SUMMIT, NJ

Past

March 4, 2011 - March 5, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 24, 1989 - April 9, 1990

J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.

CRD#: 20989

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GULFSTREAM CM, LLC

CRD#: 165459 / SEC#: 801-77699

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/10/2018)

IAR

New Jersey
(2/12/2025)

IAR

Texas
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/3/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/2012

General Securities Principal Examination

Current Firm

GULFSTREAM CM, LLC

CRD#: 165459 / SEC#: 801-77699

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

450 Springfield Avenue, Suite 204, Summit, NJ 07901

Mailing Address

Phone number

(908) 918-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GULFSTREAM CM, LLC ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 227,657,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Sanford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Beatty Sanford's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULFSTREAM CM, LLC

RBC CAPITAL MARKETS, LLC

J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

GULFSTREAM CM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2017

Series 63

Date: 1/27/2012

Series 7

Date: 3/3/2011

Series 24

Date: 7/5/2012

Current Firm

GULFSTREAM CM, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GULFSTREAM CM, LLC

TRUST BUT VERIFY

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