James A. Hintz

PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS

Houston, TX 77055

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CRD#: 1916767

Professional summary

James Arnold Hintz, ChFC®, CLU®, who also goes by Jim Hintz, is a registered financial advisor currently at PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, LLC located in Houston, Texas and MHA FINANCIAL CORP located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. James has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Hintz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; RIA, 401K PLAN SOLICITING FOR BLINKER CAPITAL; 5 HRS PER MONTH. (2) DOCTORS FINANCIAL SERVICES, HOUSTON, TX; INVESTMENT RELATED; STARTED 10/2015; OWNER; INSURANCE AGENCY, SALES OF LIFE, DISABILITY & HEALTH INSURANCE; 25 HOURS/WEEK DURING TRADING. (3) MHA FINANCIAL CORP., WESTWOOD, MA; INVESTMENT RELATED; STARTED 10/2013; RIA, INVESTMENT ADVISORY REP; 20 HOURS/WEEK DURING TRADING. (4) TROTTER YMCA, HOUSTON, TX; NOT INVESTMENT RELATED; STARTED 4/2014; SPIN INSTRUCTOR; 2 HOURS/WEEK. (5) FOUR POINTS INSURANCE AGENCY LLC, NEW YORK, NY; STARETD 1/2019; VARIABLE INSURANCE AND ANNUITY SALES; 1 HOUR/WEEK DURING TRADING (6) HST TAX ADVISORY GROUP LLC, HOUSTON, TX; START 08/2021; OWNER; TAX PLANNING; 5 HOURS/WEEK. (7) R SQUARED RETIREMENT LLLP, HOUSTON, TX; STARTED 10/2021; MANAGING PARTNER; TURNKEY INSURANCE PREMIUM FINANCE TRUST STRUCTURE; 2 HOURS/WEEK DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Arnold Hintz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 2, 2015 - Present

PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, LLC

Office #1: 1518 Antoine Dr, Houston, TX 77055

RIA

CRD#: 226736

Houston, TX

Current

January 8, 2019 - Present

MHA FINANCIAL CORP

RIA

CRD#: 7462

Houston, TX

Current

January 8, 2019 - Present

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

Buffalo, NY

Past

January 2, 2019 - January 2, 2019

MHA FINANCIAL CORP

RIA

CRD#: 4173

CHIPPEWA FALLS, WI

Past

January 24, 1989 - June 18, 2003

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MHA FINANCIAL CORP

CRD#: 7462 / SEC#: , 8-21836

Florida

Registered Investment Advisory firm - SEC (3/7/2005 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/30/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (7/6/2011 Approved)

New Jersey

Registered Investment Advisory firm - SEC (3/9/2021 Approved)

New York

Registered Investment Advisory firm - SEC (12/12/2013 Approved)

Texas

Registered Investment Advisory firm - SEC (12/9/2013 Approved)

Virginia

Registered Investment Advisory firm - SEC (10/21/2020 Terminated)

Terminated by SEC on 02/25/2019

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

Phone number

(212) 257-5240

Established

Massachusetts since 05/13/1977

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HOILMAN, C WILLIAM	CCO	248217

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 85,836,784

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Hintz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Arnold Hintz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MHA FINANCIAL CORP

FOUR POINTS CAPITAL PARTNERS LLC

MHA FINANCIAL CORP

MHA FINANCIAL CORP

MHA FINANCIAL CORP

EDI INVESTMENT ADVISOR CORPORATION

EDI FINANCIAL, INC.

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

AMERICAN BEACON WEALTH MANAGEMENT, INC.

KCD FINANCIAL, INC.

PRECISION RETIREMENT GROUP, INC

AMERICAN BEACON PARTNERS, INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2006

Series 63

Date: 2/9/1989

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1989

Series 28

Date: 1/3/2008

Series 24

Date: 12/11/2003

FINRA

Current Firm

MHA FINANCIAL CORP

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MHA FINANCIAL CORP

TRUST BUT VERIFY

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